Conquer the Series 9 and 10 Exams: Study Guide for the General Securities Sales Supervisor Exams Audiobook By Philip Martin McCaulay cover art

Conquer the Series 9 and 10 Exams: Study Guide for the General Securities Sales Supervisor Exams

 Virtual Voice Sample
Get this deal Try for $0.00
Offer ends April 30, 2025 at 11:59PM PT.
Prime logo Prime members: New to Audible? Get 2 free audiobooks during trial.
Pick 1 audiobook a month from our unmatched collection.
Listen all you want to thousands of included audiobooks, Originals, and podcasts.
Access exclusive sales and deals.
Premium Plus auto-renews for $14.95/mo after 3 months. Cancel anytime.
Pick 1 audiobook a month from our unmatched collection.
Listen all you want to thousands of included audiobooks, Originals, and podcasts.
Access exclusive sales and deals.
Premium Plus auto-renews for $14.95/mo after 30 days. Cancel anytime.

Conquer the Series 9 and 10 Exams: Study Guide for the General Securities Sales Supervisor Exams

By: Philip Martin McCaulay
Narrated by: Virtual Voice
Get this deal Try for $0.00

$14.95/mo. after 3 months. Offer ends April 30, 2025 11:59PM PT. Cancel anytime.

$14.95/month after 30 days. Cancel anytime.

Buy for $14.99

Buy for $14.99

Confirm purchase
Pay using card ending in
Switch payment method
By confirming your purchase, you agree to Audible's Conditions of Use and Amazon's Privacy Notice. Taxes where applicable.
Cancel
Background images

This title uses virtual voice narration

Virtual voice is computer-generated narration for audiobooks.

About this listen

 Conquer the Series 9 and 10 Exams: Study Guide for the General Securities Sales Supervisor Exams provides a concise, high-level overview of the critical concepts and regulatory requirements needed to prepare for these challenging exams. Covering essential topics such as broker-dealer operations, customer account management, options trading strategies, and supervisory responsibilities, this guide introduces foundational knowledge for exam success.

Designed as a starting point, it emphasizes clear explanations and practical insights, making it ideal for those seeking an introduction to key concepts. While not a standalone resource for in-depth exam preparation, this guide is best paired with detailed study materials and hands-on practice to ensure comprehensive readiness.

Whether you’re an experienced professional refining your skills or a newcomer exploring the field, Conquer the Series 9 and 10 Exams offers accessible content to help you build confidence and begin your journey toward certification. Use it as a supplemental resource to tackle the complexities of these exams and advance your career in the securities industry. Analysis & Strategy Investing & Trading Study Guides & Test Preparation
adbl_web_global_use_to_activate_webcro768_stickypopup

What listeners say about Conquer the Series 9 and 10 Exams: Study Guide for the General Securities Sales Supervisor Exams

Average customer ratings

Reviews - Please select the tabs below to change the source of reviews.

Audible.com reviews

Amazon reviews
No Reviews are Available